News and Events
FINRA Releases Report on its Securities Helpline for Seniors

WASHINGTON — The Financial Industry Regulatory Authority (FINRA) today released a year-end report on the FINRA Securities Helpline for Seniors 1-844-57-HELPS (1-844-574-3577), which has fielded more than 2,500 calls and helped investors recover nearly $750,000 in voluntary reimbursements from firms since its launch in April. The report highlights important lessons for investors gleaned from calls and lays out effective practices for firms to consider when working with senior investors...click here for full article.